linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher James Shepherdson

Foreside Fund Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher James Shepherdson

Christopher Shepherdson is a financial professional with over 15 years of experience in the industry. Christopher has held various positions at prominent firms including Pimco Investments LLC, Allianz Global Investors Distributors LLC, and AXA Distributors, LLC. Christopher currently works at Foreside Fund Services, LLC. Christopher's qualifications include passing the Series 3, 6, 7, 24, 63, and SIE exams.

Firm Information

Christopher Shepherdson is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher Shepherdson’s Registration & Firm History

CA

02/04/2022 - Present

Foreside Fund Services, LLC (Newport Beach CA)

NY

12/16/2020 - 10/01/2021

HRC FUND ASSOCIATES, LLC (NEW YORK NY)

CA

01/22/2020 - 12/17/2020

SHARESPOST FINANCIAL CORPORATION (San Francisco CA)

CA

08/21/2015 - 12/31/2019

CR CAPITAL DISTRIBUTORS, LLC (Newport Beach CA)

CA

02/14/2011 - 07/17/2015

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

CA

04/28/2008 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)

NC

04/12/2005 - 07/28/2006

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

Not sure if Christopher James Shepherdson is right for you?

Licenses & Designations

BC

Issued 03/30/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/19/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2008

Series 7 - General Securities Representative Examination

BC

Issued 05/21/2008

Series 3 - National Commodity Futures Examination

BC

Issued 04/11/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher James Shepherdson.
Not sure if Christopher James Shepherdson is right for you?