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Christopher James Seil

Charles Schwab & CO., Inc.

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About Christopher James Seil

Christopher Seil is a financial advisor with Charles Schwab & CO., Inc. Christopher is a registered representative of Charles Schwab & CO., Inc. and an investment advisor representative of Charles Schwab Investment Advisory, Inc. Christopher has been in the securities industry since 2004. Christopher has a Series 7, Series 63, Series 10, Series 9, Series 24 and Series 4 licenses. Christopher specializes in providing financial advice and investment management services to individuals. Christopher has experience working with clients of all ages and backgrounds. Christopher is committed to helping clients achieve their financial goals. Christopher is a member of the Board of Directors of Hope Cottage Pregnancy & Adoption Center, and is an Adjunct Professor at the University of North Texas - Toulouse Graduate School. Christopher is a passionate advocate for financial education and is dedicated to providing his clients with the information and resources they need to make informed financial decisions.

Firm Information

Christopher Seil is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christopher Seil’s Registration & Firm History

AZ

10/06/2022 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

TX

06/21/2013 - 12/31/2023

TD AMERITRADE, INC. (Westlake TX)

TX

07/31/2013 - 01/27/2017

TD AMERITRADE CLEARING, INC. (FORT WORTH TX)

WI

09/19/2011 - 05/23/2013

ASSOCIATED INVESTMENT SERVICES, INC. (STEVENS POINT WI)

WI

04/13/2011 - 09/09/2011

CHASE INVESTMENT SERVICES CORP. (APPLETON WI)

WI

10/21/2008 - 12/03/2010

THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)

TX

02/21/2008 - 10/01/2008

FIDELITY BROKERAGE SERVICES LLC (LEWISVILLE TX)

KY

03/19/2007 - 02/21/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)

TX

04/06/2005 - 03/19/2007

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

IL

01/30/2004 - 02/03/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

CA

08/21/2003 - 09/05/2003

WM FINANCIAL SERVICES, INC. (IRVINE CA)

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Licenses & Designations

IA

Issued 07/30/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/29/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2016

Series 4 - Registered Options Principal Examination

BC

Issued 02/05/2009

Series 24 - General Securities Principal Examination

BC

Issued 12/05/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/25/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher James Seil.
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