Unclaimed
Christopher Romanelli is a registered representative with Capital One Securities, Inc. Christopher has been in the securities industry since 2017 and holds Series 63, Series 79, and SIE licenses. Christopher is registered to do business in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/01/2017 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 10/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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