Unclaimed
Christopher James Roh is a financial advisor with over 20 years of experience. Currently, Christopher is registered with Pacific Select Distributors, LLC in Omaha, Nebraska, working in the financial industry since July 1998. He is a Series 6, 7, and 63 licensed representative. Previously, Christopher worked at Ameritrade, Inc. in Omaha, Nebraska, and Ameritas Investment Corp. in Lincoln, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
02/02/2006 - Present
Pacific Select Distributors, LLC (OMAHA NE)
NE
01/02/2002 - 01/13/2006
AMERITRADE, INC. (OMAHA NE)
NE
11/28/1998 - 12/31/2001
AMERITRADE (BELLEVUE NE)
NE
10/03/1990 - 03/07/1991
AMERITAS INVESTMENT CORP. (LINCOLN NE)
BC
Issued 11/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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