Unclaimed
Christopher Powell is a financial advisor with Stonex Financial Inc. Christopher has over 15 years of experience in the financial services industry. Christopher holds Series 3, 7, 9, 10, 24, 55, 57TO, and SIE licenses and is registered with FINRA. Christopher is also registered as an investment advisor representative in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/16/2014 - Present
Stonex Financial Inc. (WINTER PARK FL)
NY
12/07/2011 - 04/04/2014
G-2 TRADING,LLC (NEW YORK NY)
CT
07/04/2008 - 08/23/2011
MOORS & CABOT, INC. (WESTON CT)
BC
Issued 07/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2020
Series 24 - General Securities Principal Examination
BC
Issued 03/17/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/26/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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