Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Piercy is a financial professional with over 16 years of experience in the industry. Christopher has held positions at several firms, including TD Ameritrade, Inc., Citizens Securities, Inc., Prudential Annuities Distributors, Inc., and AXA Distributors, LLC. Christopher is currently registered as a Registered Representative with Charles Schwab & Co., Inc., where they specialize in providing financial planning and investment advice. Christopher is also a Registered Investment Advisor in Pennsylvania and holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Christopher has a strong track record of providing clients with personalized financial guidance and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
PA
07/28/2021 - Present
Charles Schwab & CO., Inc. (Broomall PA)
PA
08/30/2017 - 12/31/2023
TD AMERITRADE, INC. (Newton Square PA)
PA
06/22/2016 - 08/07/2017
CITIZENS SECURITIES, INC. (ABINGTON PA)
PA
03/31/2010 - 06/13/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
NC
11/15/2006 - 03/25/2010
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
PA
07/27/2006 - 11/16/2006
PLANCO FINANCIAL SERVICES, LLC (WAYNE PA)
IA
Issued 08/18/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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