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Christopher James Peters

Third Seven Capital LLC

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About Christopher James Peters

Christopher Peters is a financial professional with over 10 years of experience in the securities industry. Christopher has held various positions at reputable firms including Pickwick Capital Partners, LLC, North Capital Private Securities Corporation, and Sidoti & Company, LLC. Currently, Christopher is associated with Third Seven Capital LLC, and holds Series 3, 7, 79, and 63 licenses. Christopher is registered in California, Illinois, New York, and Texas.

Firm Information

Christopher Peters is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Peters’s Registration & Firm History

NY

10/11/2023 - Present

Third Seven Capital LLC (NEW YORK NY)

NH

07/23/2021 - 10/04/2023

AMERICAN ELM DISTRIBUTION PARTNERS, LLC (PORTSMOUTH NH)

NY

08/22/2018 - 08/02/2021

PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)

UT

02/17/2017 - 05/29/2018

NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)

NY

01/25/2010 - 05/03/2010

SIDOTI & COMPANY, LLC (NEW YORK NY)

CT

02/02/2007 - 04/23/2009

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 02/27/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2017

Series 7 - General Securities Representative Examination

BC

Issued 11/27/2012

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher James Peters.
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