Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Peszek is an investment advisor representative at Raymond James & Associates, Inc. Christopher has been in the industry since 1999 and is registered in Arizona, Illinois and Texas. Christopher also has previous experience with Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc. Christopher holds Series 7, 52, 63 and 65 licenses and has taken the Securities Industry Essentials Examination. Christopher also has experience in Financial Planning, Pension Consulting, Educational Seminars, Portfolio Management for Businesses and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/06/2018 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
10/05/2009 - 08/08/2018
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
07/28/1999 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (NORTHBROOK IL)
IA
Issued 07/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1999
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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