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Christopher James Parolie

Seaport Global Securities LLC

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About Christopher James Parolie

Christopher Parolie is a registered representative of Seaport Global Securities LLC. Christopher has been in the securities industry since 2011. Christopher is registered with the following securities regulators: FINRA, Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming. Christopher holds the following licenses: Series 7, Series 3, Series 34, Series 63, Series 65, Series 79, SIE. Prior to joining Seaport Global Securities LLC, Christopher was employed by NEWOAK CAPITAL MARKETS LLC.

Firm Information

Christopher Parolie is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Parolie’s Registration & Firm History

FL

05/17/2011 - Present

Seaport Global Securities LLC (WEST PALM BEACH FL)

NY

01/19/2011 - 05/18/2011

NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/01/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/29/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/18/2011

Series 7 - General Securities Representative Examination

BC

Issued 09/23/2010

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 08/26/2010

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher James Parolie.
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