Unclaimed
Christopher Ozazewski is a financial advisor with Janney Montgomery Scott LLC. Christopher has been in the securities industry since February 17, 1994, and has experience providing financial advice to individuals, corporations, and institutions. Christopher holds several professional licenses and designations including Series 7, 9, 10, 31, 63, 65, and SIE. Christopher is also a Certified Financial Planner (CFP). Christopher's expertise includes financial planning, portfolio management, and investment management. Christopher is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
10/17/2019 - Present
Janney Montgomery Scott LLC (BEL AIR MD)
MD
02/20/2009 - 10/24/2019
WELLS FARGO CLEARING SERVICES, LLC (BEL AIR MD)
MD
02/21/2006 - 03/13/2009
CITIGROUP GLOBAL MARKETS INC. (BEL AIR MD)
MD
03/10/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BEL AIR MD)
MI
02/13/1995 - 03/22/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
12/13/1993 - 12/07/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/13/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Ozazewski is the right advisor for you? Invested Better is here to help.