Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher James Ozazewski

Janney Montgomery Scott LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher James Ozazewski

Christopher Ozazewski is a financial advisor with Janney Montgomery Scott LLC. Christopher has been in the securities industry since February 17, 1994, and has experience providing financial advice to individuals, corporations, and institutions. Christopher holds several professional licenses and designations including Series 7, 9, 10, 31, 63, 65, and SIE. Christopher is also a Certified Financial Planner (CFP). Christopher's expertise includes financial planning, portfolio management, and investment management. Christopher is committed to providing personalized financial advice to help clients achieve their financial goals.

Firm Information

Christopher Ozazewski is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fee plus commission

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher Ozazewski’s Registration & Firm History

MD

10/17/2019 - Present

Janney Montgomery Scott LLC (BEL AIR MD)

MD

02/20/2009 - 10/24/2019

WELLS FARGO CLEARING SERVICES, LLC (BEL AIR MD)

MD

02/21/2006 - 03/13/2009

CITIGROUP GLOBAL MARKETS INC. (BEL AIR MD)

MD

03/10/1995 - 02/21/2006

LEGG MASON WOOD WALKER, INCORPORATED (BEL AIR MD)

MI

02/13/1995 - 03/22/1995

OLDE DISCOUNT CORPORATION (DETROIT MI)

NY

12/13/1993 - 12/07/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if Christopher James Ozazewski is right for you?

Licenses & Designations

IA

Issued 11/19/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/13/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 11/02/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Christopher James Ozazewski. Review regulatory record here.
Not sure if Christopher James Ozazewski is right for you?