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Christopher James Obrien

Kovack Securities Inc.

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About Christopher James Obrien

Christopher James Obrien is a financial advisor currently registered with Kovack Securities Inc., and has been in the industry since February 27, 1993. Christopher is a Series 6 and Series 63 licensed professional. Christopher has experience working with a variety of firms including Securities America, Inc., Lincoln Financial Advisors Corporation, Ameriprise Financial Services, Inc., Investment Professionals, Inc., Infinex Investments, Inc., and Linsco/Private Ledger Corp. Christopher is currently registered in Connecticut, Florida, Massachusetts, New Hampshire, North Carolina, and South Carolina.

Firm Information

Christopher Obrien is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Obrien’s Registration & Firm History

MA

07/06/2022 - Present

Kovack Securities Inc. (Wareham MA)

MA

03/07/2022 - 06/16/2022

SECURITIES AMERICA, INC. (WAREHAM MA)

MA

12/20/2019 - 03/08/2022

LINCOLN FINANCIAL ADVISORS CORPORATION (WAREHAM MA)

MA

09/11/2018 - 12/24/2019

AMERIPRISE FINANCIAL SERVICES, INC. (Wareham MA)

MA

05/10/2017 - 09/11/2018

INVESTMENT PROFESSIONALS, INC. (Wareham MA)

MA

06/12/2014 - 04/04/2017

INFINEX INVESTMENTS, INC. (NANTUCKET MA)

MA

11/14/2008 - 06/13/2014

INVESTMENT PROFESSIONALS, INC. (WAREHAM MA)

MA

08/03/2006 - 05/09/2008

CCO INVESTMENT SERVICES CORP. (SO. DARTMOUTH MA)

MA

05/17/2005 - 05/04/2006

LINSCO/PRIVATE LEDGER CORP. (SOMERSET MA)

NY

04/27/2004 - 05/20/2005

IFMG SECURITIES, INC. (PURCHASE NY)

SC

05/14/2001 - 04/30/2004

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

RI

12/14/1999 - 05/10/2001

CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)

MA

06/19/1997 - 12/21/1999

FIS SECURITIES, INC. (BOSTON MA)

NY

05/29/1990 - 08/17/1995

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/13/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Christopher James Obrien. Review regulatory record here.
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