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Christopher James Obalde

TD Securities (usa) LLC

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About Christopher James Obalde

Christopher Oblade is a financial professional with over 10 years of experience in the securities industry. Christopher is currently registered with TD Securities (usa) LLC and holds Series 7, Series 24 and Series 63 licenses. Christopher has previously been registered with Scotia Capital (USA) Inc. and HSBC Securities (USA) Inc.

Firm Information

Christopher Obalde is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Obalde’s Registration & Firm History

NY

12/12/2014 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

07/26/2010 - 12/05/2014

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

04/21/2009 - 07/06/2010

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 06/25/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher James Obalde.
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