Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nugent is a financial advisor with UBS Financial Services Inc. Christopher has been in the securities industry since December 6, 2017, and has experience with J.P. Morgan Securities LLC. Christopher has obtained both Series 7 and Series 66 licenses. Christopher is registered with the state of California as an Investment Advisor Representative. Christopher is based in Weehawken, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/13/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
CA
09/10/2019 - 04/01/2022
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
11/15/2017 - 08/29/2019
UBS FINANCIAL SERVICES INC. (IRVINE CA)
BOTH
Issued 01/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2020
Series 24 - General Securities Principal Examination
BC
Issued 09/18/2019
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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