Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nolan is a financial advisor who has been in the industry since 2001. Christopher is currently registered with Raymond James & Associates, Inc., a firm with approximately $1 billion - $10 billion in assets under management, and provides services including portfolio management, financial planning, and pension consulting. Previously, Christopher was registered with Morgan Stanley, Morgan Stanley & Co. Incorporated, UBS Financial Services Inc., and Salomon Smith Barney Inc. Christopher holds Series 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/21/2022 - Present
Raymond James & Associates, Inc. (Garden City NY)
NY
06/01/2009 - 10/24/2017
MORGAN STANLEY (GARDEN CITY NY)
NY
04/03/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
12/13/2002 - 04/15/2009
UBS FINANCIAL SERVICES INC. (MITCHEL FIELD NY)
NY
06/21/2001 - 12/18/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 07/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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