Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Mullucey is a registered investment advisor representative with Nuveen Asset Management, LLC. Christopher has been working in the financial industry since March 2, 2018. Christopher holds a Series 6, Series 7, Series 63, and Series 65 licenses and is registered in 53 states and the District of Columbia. Christopher has previous experience with American Funds Distributors, Inc. and Nationwide Investment Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
10/28/2022 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
TX
05/12/2020 - 10/14/2022
AMERICAN FUNDS DISTRIBUTORS, INC. (SAN ANTONIO TX)
OH
02/09/2018 - 04/28/2020
NATIONWIDE INVESTMENT SERVICES CORPORATION (GRANDVIEW HEIGHTS OH)
IA
Issued 06/05/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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