Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Molloy is a financial professional with over 25 years of experience in the industry. Christopher is currently registered with Oppenheimer & Co. Inc. Christopher has also held positions with CIBC WORLD MARKETS CORP., ABN AMRO INCORPORATED, ABN AMRO SECURITIES LLC, WARBURG DILLON READ LLC and SBC WARBURG DILLON READ INC. Christopher holds the Series 7, Series 55, Series 57TO and SIE licenses and the Series 63 license. Christopher is registered in 10 states including California, District of Columbia, Florida, Georgia, Illinois, Massachusetts, Missouri, New York, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/14/2008 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/08/2002 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CT
03/01/2002 - 04/22/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
08/02/1999 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
06/29/1998 - 08/24/1999
WARBURG DILLON READ LLC (NEW YORK NY)
CT
05/24/1996 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
BC
Issued 08/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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