Unclaimed
Christopher McNeil is a financial professional with over 20 years of experience in the industry. Christopher has been associated with Westminster Research Associates LLC since May 2014. Prior to that, Christopher was employed at Convergex Execution Solutions LLC, B-Trade Services LLC, and Salomon Smith Barney Inc. Christopher is registered in New York as a broker-dealer. Christopher holds the Series 7, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/15/2014 - Present
Westminster Research Associates LLC (NEW YORK NY)
NY
01/03/2006 - 05/15/2014
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
10/14/2003 - 01/03/2006
B-TRADE SERVICES LLC (NEW YORK NY)
NY
04/23/2002 - 07/22/2002
B-TRADE SERVICES LLC (NEW YORK NY)
NY
01/04/1999 - 01/04/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 02/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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