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Christopher James McNeil

Westminster Research Associates LLC

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About Christopher James McNeil

Christopher McNeil is a financial professional with over 20 years of experience in the industry. Christopher has been associated with Westminster Research Associates LLC since May 2014. Prior to that, Christopher was employed at Convergex Execution Solutions LLC, B-Trade Services LLC, and Salomon Smith Barney Inc. Christopher is registered in New York as a broker-dealer. Christopher holds the Series 7, Series 63, Series 65 and SIE licenses.

Firm Information

Christopher McNeil is currently registered with Westminster Research Associates LLC. Westminster Research Associates LLC is a Limited Liability Company formed on September 27, 2006. The firm is registered in Colorado, Connecticut, and New York, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher McNeil’s Registration & Firm History

NY

05/15/2014 - Present

Westminster Research Associates LLC (NEW YORK NY)

NY

01/03/2006 - 05/15/2014

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

NY

10/14/2003 - 01/03/2006

B-TRADE SERVICES LLC (NEW YORK NY)

NY

04/23/2002 - 07/22/2002

B-TRADE SERVICES LLC (NEW YORK NY)

NY

01/04/1999 - 01/04/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/02/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/15/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Christopher James McNeil. Review regulatory record here.
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