Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Johnson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has over 15 years of experience in the financial services industry. Christopher's professional experience includes time at Northwestern Mutual Investment Services, LLC and Bank of America. Christopher holds the Series 66, Series 7, and SIE licenses. Christopher is registered with the state of Colorado and is also registered with the state of Texas and Washington. Christopher's practice is focused on providing portfolio management, financial planning, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/19/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLORADO SPRINGS CO)
WA
03/03/2016 - 08/02/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BELLEVUE WA)
BOTH
Issued 05/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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