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Christopher James Harris

Lincoln Investment

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About Christopher James Harris

Christopher James Harris is a financial advisor with Lincoln Investment. Christopher has been in the securities industry since March 1, 1978. Christopher is registered with the state of New York and has been actively registered as a broker since January 3, 2017. Christopher is also an investment advisor representative and has been actively registered in this capacity with the state of New York since March 25, 2021. Christopher previously worked at LEGEND EQUITIES CORPORATION, LEGEND CAPITAL CORPORATION, LEGEND INVESTMENT MANAGEMENT INC., FSC SECURITIES CORPORATION, CPC SECURITIES CORPORATION, SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED and P & I EQUITIES CORPORATION.

Firm Information

Christopher Harris is currently registered with Lincoln Investment. Lincoln Investment is a Limited Liability Company headquartered in FORT WASHINGTON, PA. Established in 2015, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisors. Lincoln Investment manages approximately $17.2 billion in assets across 203,427 accounts and has a team of 883 investment professionals. The firm primarily serves high-net-worth individuals, corporations, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans. Lincoln Investment is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Lincoln Investment

601 OFFICE CENTER DRIVE

FORT WASHINGTON, PA 19034-3232

$17.22B

Assets Under Management

679

Total Clients

1,156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Harris’s Registration & Firm History

NY

03/25/2021 - Present

Lincoln Investment (SYRACUSE NY)

NY

01/01/1994 - 01/03/2017

LEGEND EQUITIES CORPORATION (SYRACUSE NY)

FL

04/15/1981 - 01/01/1994

LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)

FL

03/20/1984 - 08/06/1990

LEGEND INVESTMENT MANAGEMENT INC. (PALM BEACH GARDENS FL)

NA

10/01/1982 - 11/21/1983

FSC SECURITIES CORPORATION

NA

01/19/1981 - 12/25/1981

CPC SECURITIES CORPORATION

NA

07/01/1980 - 01/31/1981

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

03/02/1978 - 07/19/1980

P & I EQUITIES CORPORATION

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Licenses & Designations

BC

Issued 08/25/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/1982

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1980

Series 7 - General Securities Representative Examination

BC

Issued 02/27/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher James Harris. Review regulatory record here.
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