Unclaimed
Christopher James Harris is a financial advisor with Lincoln Investment. Christopher has been in the securities industry since March 1, 1978. Christopher is registered with the state of New York and has been actively registered as a broker since January 3, 2017. Christopher is also an investment advisor representative and has been actively registered in this capacity with the state of New York since March 25, 2021. Christopher previously worked at LEGEND EQUITIES CORPORATION, LEGEND CAPITAL CORPORATION, LEGEND INVESTMENT MANAGEMENT INC., FSC SECURITIES CORPORATION, CPC SECURITIES CORPORATION, SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED and P & I EQUITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/25/2021 - Present
Lincoln Investment (SYRACUSE NY)
NY
01/01/1994 - 01/03/2017
LEGEND EQUITIES CORPORATION (SYRACUSE NY)
FL
04/15/1981 - 01/01/1994
LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)
FL
03/20/1984 - 08/06/1990
LEGEND INVESTMENT MANAGEMENT INC. (PALM BEACH GARDENS FL)
NA
10/01/1982 - 11/21/1983
FSC SECURITIES CORPORATION
NA
01/19/1981 - 12/25/1981
CPC SECURITIES CORPORATION
NA
07/01/1980 - 01/31/1981
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
03/02/1978 - 07/19/1980
P & I EQUITIES CORPORATION
BC
Issued 08/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1980
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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