Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Guttilla has been in the financial industry since November 10, 1985. Christopher is currently registered with Raymond James & Associates, Inc. and holds a Series 7, Series 63, and SIE license. Christopher has a long history of experience in the financial industry, having worked with Deutsche Bank Securities Inc., Barclays Capital Inc., Lehman Brothers Inc., Everen Securities, Inc., Paine Webber Incorporated, Rotan Mosle Inc., Oppenheimer & Co., Inc., Gruntal & Co. Incorporated, Moseley Securities Corporation, and Rooney, Pace Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/14/2021 - Present
Raymond James & Associates, Inc. (Palm Beach FL)
NY
03/24/2014 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/2008 - 02/20/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/25/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
11/09/1994 - 02/18/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NJ
01/01/1991 - 11/04/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/17/1990 - 01/01/1991
ROTAN MOSLE INC.
NY
03/10/1988 - 10/16/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
03/07/1988 - 03/15/1988
GRUNTAL & CO. INCORPORATED
NA
02/05/1987 - 03/09/1988
MOSELEY SECURITIES CORPORATION
NA
09/30/1985 - 02/03/1987
ROONEY, PACE INC.
BC
Issued 10/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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