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Christopher James Grady

Athene Securities, LLC

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About Christopher James Grady

Christopher Grady is a financial professional with over 30 years of experience in the financial services industry. He is currently registered with Athene Securities, LLC in West Des Moines, IA. Christopher Grady has held previous positions with firms such as JBS Liberty Securities, Inc., Capital Brokerage Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated and MML Investors Services, Inc. Christopher Grady holds the Series 6, 7, 24 and 63 licenses, and the SIE. He is registered in Iowa and South Carolina.

Firm Information

Christopher Grady is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Grady’s Registration & Firm History

IA

06/22/2015 - Present

Athene Securities, LLC (WEST DES MOINES IA)

SC

07/20/2011 - 06/24/2015

JBS LIBERTY SECURITIES, INC. (GREENVILLE SC)

VA

06/14/2007 - 10/27/2010

CAPITAL BROKERAGE CORPORATION (RICHMOND VA)

NY

09/12/1995 - 06/11/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

09/15/1989 - 10/19/1995

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

03/12/1986 - 07/01/1989

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 05/13/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/1996

Series 7 - General Securities Representative Examination

BC

Issued 03/11/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher James Grady.
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