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Christopher James Giusti

Dash Financial Technologies LLC

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About Christopher James Giusti

Christopher Giusti is a financial professional with over 7 years of experience in the industry. Christopher is currently registered with Dash Financial Technologies LLC in Jersey City, New Jersey. Previously Christopher has worked at TULLETT PREBON FINANCIAL SERVICES LLC, BGC FINANCIAL, L.P., NEWEDGE USA, LLC, TOUSSAINT CAPITAL PARTNERS, LLC and BGC FINANCIAL, L.P. Christopher holds a Series 3, 7, 7TO, 55, 63 and SIE.

Firm Information

Christopher Giusti is currently registered with Dash Financial Technologies LLC. Dash Financial Technologies LLC is a Limited Liability Company formed in December 2001. The firm is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Giusti’s Registration & Firm History

NJ

03/25/2022 - Present

Dash Financial Technologies LLC (Jersey City NJ)

NY

11/02/2020 - 03/17/2022

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

01/07/2019 - 10/06/2020

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

09/24/2012 - 01/07/2015

NEWEDGE USA, LLC (NEW YORK NY)

NJ

07/14/2011 - 05/31/2012

TOUSSAINT CAPITAL PARTNERS, LLC (FREEHOLD NJ)

NY

08/13/2010 - 08/20/2010

BGC FINANCIAL, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/07/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/07/2015

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/01/2012

Series 3 - National Commodity Futures Examination

BC

Issued 08/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher James Giusti.
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