Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher James Garrity is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been working in the securities industry since March 10, 2015. Christopher holds Series 6, 7, 63, and 66 licenses and is registered in 29 states. Christopher is a board member for Clothes That Work, a non-profit organization in Dayton, Ohio. Christopher's previous employers include EDWARD JONES, J.P. MORGAN SECURITIES LLC, MML INVESTORS SERVICES, LLC and TRANSAMERICA FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
09/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMISBURG OH)
OH
09/11/2018 - 08/12/2020
EDWARD JONES (TIPP CITY OH)
OH
03/24/2017 - 09/12/2018
J.P. MORGAN SECURITIES LLC (CENTERVILLE OH)
CA
12/11/2015 - 09/29/2016
MML INVESTORS SERVICES, LLC (LA JOLLA CA)
CA
06/20/2014 - 10/08/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN DIEGO CA)
BOTH
Issued 11/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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