Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Gardner is an active investment advisor representative associated with Stifel, Nicolaus & Company, Inc., based in DALLAS, TX. Christopher has been in the financial services industry since 2009. Christopher has passed the Series 3, Series 7, Series 9, Series 10, Series 66, and SIE exams. Christopher has been registered with FINRA since 2015 and is currently registered in 45 states as well as Texas as an investment advisor representative. Christopher's current employment is with Stifel, Nicolaus & Company, Inc., which is a broker-dealer and investment adviser registered with the SEC and FINRA. Stifel, Nicolaus & Company, Inc. is a full-service financial services firm providing a range of investment products and services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (DALLAS TX)
TX
06/02/2014 - 12/04/2015
BARCLAYS CAPITAL INC. (DALLAS TX)
TX
09/03/2010 - 06/03/2014
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
02/04/2009 - 06/07/2010
AMERIPRISE FINANCIAL SERVICES, INC. (ARLINGTON TX)
TX
10/01/2008 - 01/02/2009
AMERIPRISE FINANCIAL SERVICES, INC. (HURST TX)
BOTH
Issued 06/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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