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Christopher James Fuller

Jonestrading

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About Christopher James Fuller

Christopher Fuller is a financial advisor with Jonestrading, based in ASPEN, CO. Christopher has over 13 years of experience in the financial industry. Christopher holds Series 7, 24, 31, 55, 57TO and 63 licenses and is registered in 18 states. Christopher is a dedicated professional with extensive experience in the financial industry. Christopher is committed to helping clients achieve their financial goals.

Firm Information

Christopher Fuller is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Fuller’s Registration & Firm History

CO

11/12/2009 - Present

Jonestrading (ASPEN CO)

NA

05/20/1994 - 12/21/1994

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 11/25/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/11/2009

Series 7 - General Securities Representative Examination

BC

Issued 06/17/1994

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Christopher James Fuller. Review regulatory record here.
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