Unclaimed
Christopher James Fisher is a financial professional with over 30 years of experience in the industry. Christopher is currently registered with The Leaders Group, Inc. and holds Series 6, 7, 63, and 65 licenses. Christopher's previous experience includes roles at UBS PaineWebber Inc. and PRUCO Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/19/2001 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
01/06/1998 - 03/21/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
12/15/1987 - 12/18/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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