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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Fiore is an investment advisor representative associated with Maxim Financial Advisors LLC. Christopher's firm has offices in NEW YORK, NY. Christopher has been in the securities industry since 1992. He has a number of certifications and licenses including Series 7, Series 10, Series 24, Series 55, Series 63, and Series 65. In addition to Maxim Financial Advisors, Christopher has been previously associated with a number of firms including Smith Barney Inc., Lehman Brothers Inc., Gruntal & Co. Incorporated, Chatfield Dean & Co., Inc., Commonwealth Associates, Bluestone Capital Securities, Inc., Investec Ernst & Company, and M Vest LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/02/2021 - Present
Maxim Financial Advisors LLC (NEW YORK NY)
NY
01/08/2019 - 10/15/2021
M VEST LLC (New York NY)
NY
04/12/2001 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
04/04/1997 - 03/26/2001
BLUESTONE CAPITAL SECURITIES, INC. (NEW YORK NY)
NY
01/04/1996 - 04/21/1997
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
07/31/1993 - 02/06/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
05/12/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/27/1992 - 04/06/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
CO
08/21/1992 - 09/28/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 07/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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