Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher James Durham is a financial advisor with Principal Securities, Inc. Christopher Durham has been in the financial services industry since November 6, 2016. Christopher is registered in the state of Iowa and has a Series 6 license and a Securities Industry Essentials (SIE) license. He is registered with Principal Securities, Inc. and has an active BC (broker-dealer) scope. Principal Securities, Inc. provides financial advice to individuals, high-net-worth individuals, corporations and other businesses, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. They offer a variety of services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
11/07/2016 - Present
Principal Securities, Inc. (DES MOINES IA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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