Unclaimed
Christopher Downey is a financial advisor with over 40 years of experience in the financial services industry. Christopher is a registered representative with LPL Financial LLC and offers a range of financial services, including investment advisory, portfolio management, and financial planning. Christopher holds a Series 7, Series 6, Series 22, Series 24, Series 51, and Series 63 licenses and is registered in numerous states. Christopher has experience working with individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/13/2014 - Present
LPL Financial LLC (POUGHKEEPSIE NY)
NA
02/13/1987 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
07/15/1982 - 02/18/1987
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BOTH
Issued 12/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/22/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/14/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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