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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dacey is a financial advisor currently registered with LPL Financial LLC in Albany, NY. Christopher has been working in the financial services industry since 2003, gaining experience with firms such as Next Financial Group, Inc. and Cambridge Investment Research, Inc. Christopher is licensed in several states and holds the Series 6, 7, 63, and 65 licenses, as well as the SIE. Christopher offers financial planning, portfolio management for individuals and businesses, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/10/2020 - Present
LPL Financial LLC (ALBANY NY)
NY
09/04/2015 - 11/12/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (ALBANY NY)
NY
02/24/2009 - 09/10/2015
NEXT FINANCIAL GROUP, INC. (COHOES NY)
NY
08/09/2004 - 03/13/2009
SIGNATOR INVESTORS, INC. (ALBANY NY)
TX
01/15/2003 - 04/26/2004
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
BOTH
Issued 09/29/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/24/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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