Unclaimed
Christopher James Cozzolino is a registered representative with Prudential Investment Management Services LLC, located in Newark, NJ. Christopher has been in the financial services industry since June 11, 2012. Christopher holds FINRA Series 7, 63, and SIE licenses. Previously, Christopher worked at KATALYST SECURITIES LLC and GP NURMENKARI INC. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/12/2022 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
04/25/2017 - 04/25/2022
KATALYST SECURITIES LLC (New York NY)
NY
02/07/2017 - 04/11/2017
GP NURMENKARI INC. (New York NY)
NY
12/10/2014 - 12/23/2016
KATALYST SECURITIES LLC (new york NY)
NY
06/10/2013 - 12/31/2014
EDI FINANCIAL, INC. (NEW YORK NY)
NY
03/30/2012 - 06/12/2013
ALLIED BEACON PARTNERS, INC. (NEW YORK NY)
BC
Issued 04/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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