Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Conroy is a financial advisor with UBS Financial Services Inc., working in the Florham Park, NJ office. Christopher has been in the financial services industry since 1986 and has held previous positions with Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Smith Barney Inc., Lehman Brothers Inc., and Smith Barney, Harris Upham & Co., Incorporated. Christopher is licensed to provide investment advice and has active registrations with the states of Florida, New Jersey, New York and Texas. Christopher holds Series 7, 63 and 66 licenses, as well as the Securities Industry Essentials Examination (SIE). Christopher is a registered representative of UBS Financial Services Inc. and an investment advisor representative of UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/04/2013 - Present
UBS Financial Services Inc. (FLORHAM PARK NJ)
NY
01/17/2003 - 10/27/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
12/15/1995 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
07/31/1993 - 12/18/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
01/15/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/18/1986 - 01/22/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
03/19/1986 - 08/25/1986
LAIDLAW ADAMS & PECK INC.
BOTH
Issued 11/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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