Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Connor is an investment advisor representative at TIAA-CREF Individual & Institutional Services, LLC based in Charlotte, North Carolina. Christopher has been in the industry since December 13, 2006. Previously, Christopher worked at E*TRADE SECURITIES LLC, SCOTTRADE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, GUNNALLEN FINANCIAL, INC and FIRST REPUBLIC GROUP, LLC. Christopher is licensed in 51 states and has a Series 63, Series 66, Series 7 and SIE license. Christopher holds specializations in 1, 4, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
09/22/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
11/30/2017 - 08/15/2023
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NC
03/07/2016 - 11/14/2017
SCOTTRADE, INC. (CHARLOTTE NC)
NC
06/06/2011 - 03/02/2016
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
10/11/2007 - 06/07/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JERSEY CITY NJ)
NY
10/26/2006 - 08/06/2007
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
NY
08/08/2006 - 10/19/2006
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
BOTH
Issued 12/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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