Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Coburn is an investment advisor representative at RBC Capital Markets, LLC. Christopher has been in the industry for over 30 years and has held several previous positions at other firms including Robert W. Baird & Co. Incorporated and Wachovia Securities, LLC. Christopher holds Series 63, 65, 7, 9, 10, 31, and SIE licenses. Christopher specializes in providing financial planning, portfolio management, and investment advice to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
09/20/2018 - Present
RBC Capital Markets, LLC (GREENWOOD VILLAGE CO)
CO
08/29/2014 - 10/04/2018
ROBERT W. BAIRD & CO. INCORPORATED (DENVER CO)
CO
06/03/2005 - 09/11/2014
RBC CAPITAL MARKETS, LLC (GREENWOOD VILLAGE CO)
MO
05/09/1996 - 06/07/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/17/1993 - 05/09/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/18/1991 - 12/22/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/27/1990 - 01/18/1991
VENTURE TRADING, INC. (NEW YORK NY)
CO
08/02/1990 - 11/23/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 04/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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