Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Butler is an investment advisor representative registered with Morgan Stanley. Christopher Butler is active in the securities industry since November 1988 and has been with Morgan Stanley since January 2010. Christopher Butler has also worked for Wells Fargo Advisors, LLC, Prudential Securities Incorporated, and Dean Witter Reynolds Inc.. Christopher Butler has a total of 36 state registrations and 4 SRO registrations, including 1 FINRA registration. Christopher Butler holds Series 63, Series 7 and Series 31 licenses. Christopher Butler's current employer is Morgan Stanley. The firm's main office is located in Purchase, NY. The firm is a registered investment advisor with the SEC and has approximately $10 billion to $50 billion in assets under management. The firm has approximately 2,405,783 client accounts. Christopher Butler's specializations include asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/28/2010 - Present
Morgan Stanley (Woodland Hills CA)
CA
07/01/2003 - 01/19/2010
WELLS FARGO ADVISORS, LLC (WOODLAND HILLS CA)
NY
07/11/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/08/1994 - 07/11/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/22/1990 - 11/10/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/23/1988 - 07/18/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 12/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Butler is the right advisor for you? Invested Better is here to help.
