Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Broderick is a financial professional with over 15 years of experience in the industry. Christopher is currently registered with Spire Securities, LLC in Woodbury, NY. Previously, Christopher was registered with UBS Financial Services Inc. and Bear, Stearns & Co. Inc. Christopher holds Series 7, 9, 10, 31 and 66 licenses. Christopher specializes in financial planning, investments, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/15/2020 - Present
Spire Securities, LLC (Woodbury NY)
NY
04/25/2007 - 08/07/2019
UBS FINANCIAL SERVICES INC. (JERICHO NY)
NY
11/14/2006 - 03/21/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 12/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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