Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher James Barton is a financial advisor with over 29 years of experience in the industry. Christopher is a Partner at Steward Partners Investment Advisory, LLC. Christopher holds Series 3, 7, 8, 9, 10, 63, and 65 licenses. Christopher works with a variety of clients including individuals, families, corporations, charitable organizations, and pension and profit-sharing plans. Prior to joining Steward Partners Investment Advisory, LLC, Christopher worked for Raymond James Financial Services, Inc., and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/05/2018 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
TX
12/22/2017 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
TX
06/01/2009 - 12/19/2017
MORGAN STANLEY (DALLAS TX)
TX
05/31/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
MO
03/13/1995 - 06/06/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CA
08/04/1993 - 03/17/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 1/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/9/2008
Series 3 - National Commodity Futures Examination
BC
Issued 8/3/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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