Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher James Andrews is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has over 20 years of experience in the financial services industry and holds a Series 6, 7 and 66 licenses. Christopher's primary focus is on providing investment advice and portfolio management services to individuals, corporations and charitable organizations. Christopher has also worked for BANC of America Investment Services, INC. and BA INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/10/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
04/09/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PASADENA CA)
MA
07/12/1999 - 09/13/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/28/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 10/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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