Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Stapleton is a registered representative with Northwestern Mutual Investment Services, LLC in Gadsden, Alabama. Christopher has been in the financial services industry since August 2010 and is currently registered in 12 states. Christopher holds the Series 7, Series 66 and SIE securities licenses and specializes in investment advisory and financial planning services. Christopher is also a licensed insurance agent in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
03/23/2011 - Present
Northwestern Mutual Investment Services, LLC (Gadsden AL)
BOTH
Issued 03/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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