Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Raymond is a registered representative with LPL Financial LLC. Christopher has been in the securities industry since July 2003 and has experience working with individuals, high-net-worth individuals, corporations, and other businesses, pension and profit-sharing plans, charitable organizations, and investment clubs. Christopher holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Christopher has previously worked with Cambridge Investment Research, Inc., Cetera Advisor Networks LLC, Walnut Street Securities, Inc., Citigroup Global Markets Inc., Prudential Annuities Distributors, Inc., and Nathan & Lewis Securities, Inc. Christopher provides a range of services including financial planning, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
05/13/2019 - Present
LPL Financial LLC (NEW HAVEN CT)
CT
05/01/2014 - 06/04/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (North Haven CT)
CT
09/03/2013 - 05/12/2014
CETERA ADVISOR NETWORKS LLC (NORTH HAVEN CT)
CT
04/27/2009 - 09/03/2013
WALNUT STREET SECURITIES, INC. (NORTH HAVEN CT)
CT
12/08/2007 - 02/19/2009
CITIGROUP GLOBAL MARKETS INC. (NEW HAVEN CT)
CT
11/08/2006 - 11/26/2007
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
08/01/2003 - 10/30/2006
WALNUT STREET SECURITIES, INC. (NORTH HAVEN CT)
NY
04/10/2003 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IA
Issued 02/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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