Unclaimed
Christopher J Prendergast is a financial professional with over 20 years of experience in the financial services industry. Christopher is currently registered with Fidelity Brokerage Services LLC and holds the Series 6, Series 6TO, and SIE licenses. Christopher is registered in six states: California, Connecticut, Massachusetts, New Hampshire, New York, and Rhode Island. Prior to his current role, Christopher was employed with FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. in Marlborough, MA from October 2002 to October 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
09/08/2023 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
MA
10/28/2002 - 10/06/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 12/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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