Unclaimed
Christopher J. Pohlmann is a securities professional with over 20 years of experience in the financial services industry. Christopher is currently registered with Chimera Securities, LLC, a broker-dealer, and is a Series 7, Series 55, Series 57TO, and SIE licensed representative. Christopher's previous roles include positions at Dimension Trading Group, LLC, Assent LLC, RBC Professional Trader Group LLC, A.B. Watley, Inc., and Centennial Ventures, LTD. Christopher has a strong understanding of the securities markets and a commitment to providing exceptional client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/19/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
NY
04/19/2011 - 10/07/2011
DIMENSION TRADING GROUP, LLC (NEW YORK NY)
NY
04/10/2008 - 07/13/2010
ASSENT LLC (WHITE PLAINS NY)
NY
05/10/2006 - 08/03/2007
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
02/04/2002 - 02/02/2004
A.B. WATLEY, INC. (NEW YORK NY)
NY
11/30/1999 - 01/31/2002
CENTENNIAL VENTURES, LTD. (NEW YORK NY)
BC
Issued 07/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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