Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Patterson is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Christopher has been in the industry since 1997. Christopher has been associated with the firm since June 2019. Previously, Christopher was associated with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS PaineWebber Inc., PRUCO Securities Corporation and Wells Fargo Clearing Services, LLC. Christopher is licensed in 26 states and holds licenses from FINRA and the states of Florida, Illinois, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/18/2019 - Present
Stifel, Nicolaus & Company, Inc. (NAPERVILLE IL)
IL
09/04/2009 - 06/19/2019
WELLS FARGO CLEARING SERVICES, LLC (OAK BROOK IL)
IL
06/01/2009 - 09/08/2009
MORGAN STANLEY SMITH BARNEY (ORLAND PARK IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ORLAND PARK IL)
IL
08/30/2002 - 04/02/2007
MORGAN STANLEY DW INC. (ORLAND PARK IL)
NJ
07/26/2000 - 09/11/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
04/22/1997 - 07/25/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Patterson is the right advisor for you? Invested Better is here to help.
