Unclaimed
Christopher J Nixon is a financial advisor with over 18 years of experience in the financial services industry. Christopher has been a registered representative with Charles Schwab & Co., Inc. since 2015. Prior to that, Christopher was a registered representative with TD AMERITRADE, INC. and USAA FINANCIAL ADVISORS, INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher holds licenses for Series 7, Series 9, Series 10, Series 24, and Series 66. Christopher specializes in providing financial planning and investment advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
PA
06/23/2015 - Present
Charles Schwab & CO., Inc. (Philadelphia PA)
PA
09/16/2022 - 05/19/2024
TD AMERITRADE, INC. (Philadelphia PA)
FL
04/24/2009 - 05/26/2015
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
DE
09/12/2005 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON DE)
BOTH
Issued 10/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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