Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Monaco is a financial professional with over 30 years of experience in the industry. Christopher has held roles at several prominent firms, including Morgan Stanley & Co., Incorporated, Prudential Securities Incorporated, and ABN AMRO Incorporated. Currently, Christopher is registered with Pershing LLC and BNY Mellon Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/30/2020 - Present
Pershing LLC (NEW YORK NY)
NY
04/17/2012 - 02/14/2013
SEATTLE-NORTHWEST SECURITIES CORPORATION (NEW YORK NY)
CT
12/10/2008 - 11/17/2011
RBS SECURITIES INC. (STAMFORD CT)
CT
06/19/2006 - 12/11/2008
ABN AMRO INCORPORATED (GREENWICH CT)
NY
01/10/2006 - 10/01/2007
LASALLE FINANCIAL SERVICES, INC. (NEW YORK NY)
CT
06/26/2001 - 01/09/2006
ABN AMRO INCORPORATED (STAMFORD CT)
NY
10/01/1992 - 12/01/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/22/1991 - 09/22/1992
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 11/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/01/1993
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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