Unclaimed
Christopher Miotke is a registered representative with Northwestern Mutual Investment Services, LLC in Milwaukee, WI. Christopher has been in the financial services industry since June 13, 2016. Christopher has Series 63, 24, SIE and Series 7 licenses. Christopher was previously affiliated with UMB Distribution Services, LLC. Christopher has a current registration with the state of Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
03/22/2018 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
05/26/2016 - 03/02/2018
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
BC
Issued 08/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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