Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Mallon has been in the financial services industry since December 2008. He is a registered representative with LPL Financial LLC and holds Series 6, 7, 24, 63, and 65 securities licenses. Christopher has prior experience with Nuveen Securities, LLC and Putnam Retail Management Limited Partnership. Christopher is active in providing financial advice and services to individuals, families, corporations, and businesses. He has a strong understanding of financial planning, portfolio management, and investment strategies. Christopher is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/17/2019 - Present
LPL Financial LLC (STURBRIDGE MA)
IL
06/09/2014 - 03/22/2017
NUVEEN SECURITIES, LLC (CHICAGO IL)
MA
10/24/2006 - 06/02/2014
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 10/16/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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