Unclaimed
Christopher Lee is a registered representative with Infinity Capital Securities, LLC, a firm that is not registered with the Securities and Exchange Commission (SEC) but is active in the broker-dealer space. Christopher is a principal with Series 24 and Series 28 licenses. Christopher has been in the financial services industry for over 9 years. The firm's main office is located at 1611 N Broadway Ave, Oklahoma City, OK 73103. Christopher Lee has a Series 63, Series 79, Series 82, Series 99TO and SIE. In addition to the state of Oklahoma, Christopher is registered to conduct business in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
07/10/2018 - Present
Infinity Capital Securities, LLC (Oklahoma City OK)
WI
06/24/2014 - 08/24/2018
WAYPOINT SECURITIES, LLC (SUN PRAIRIE WI)
BC
Issued 08/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2018
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/07/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2017
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 06/24/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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