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Christopher J Kelly

Scotia Capital (usa) Inc.

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About Christopher J Kelly

Christopher Kelly is a registered representative with Scotia Capital (usa) Inc. Christopher has been in the securities industry since 1994. Christopher is licensed in all 50 states and the District of Columbia. Christopher previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, HSBC Securities (USA) Inc. and Paine Webber Incorporated. Christopher holds the Series 3, 7, 24 and 63 licenses, as well as the SIE exam.

Firm Information

Christopher Kelly is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Kelly’s Registration & Firm History

NY

07/13/2015 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

11/01/2010 - 10/06/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/13/2009 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

05/30/2006 - 02/19/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/30/2000 - 06/06/2006

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NJ

04/05/1993 - 11/29/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 09/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2006

Series 3 - National Commodity Futures Examination

BC

Issued 04/02/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher J Kelly.
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