Unclaimed
Christopher Keller is a financial advisor with Vanguard Advisers, Inc., working in the Scottsdale, AZ branch. Christopher is registered with 53 states for securities, and with 2 states for investment advisory services. Christopher holds Series 6, 7 and 66 licenses, as well as the Securities Industry Essentials (SIE) exam. Christopher's advisory firm has a total of 804,462 client accounts with assets under management totaling $333 billion dollars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/01/2019 - Present
Vanguard Advisers, Inc. (Scottsdale AZ)
BOTH
Issued 10/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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